← Tributary

MOLLOT & HARDY, INC.

AMHERST, NY · CRD 128377 · IAPD ↗ · 716-691-7121

$80.6MRegulatory AUM
2Advisory reps
2Employees
0Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — MOLLOT & HARDY, INC. began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
70
April 2024 — MOLLOT & HARDY, INC. reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.