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FINANCIAL MANAGEMENT NETWORK INC

MISSION VIEJO, CA · CRD 110454 · IAPD ↗ · fmnbenefits.com · 949-455-0300

$2.14BRegulatory AUM
21Advisory reps
50Employees
0Clients
51-100Planning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
January 2026 — FINANCIAL MANAGEMENT NETWORK INC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
May 2025 — FINANCIAL MANAGEMENT NETWORK INC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
January 2025 — FINANCIAL MANAGEMENT NETWORK INC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
April 2024 — FINANCIAL MANAGEMENT NETWORK INC notice-filed in HI, ID, MN, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.