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THRIVE CAPITAL

NEW YORK, NY · CRD 162771 · IAPD ↗ · (646) 680-0240

$50.49BRegulatory AUM
33Advisory reps
80Employees
0Clients
n/aPlanning clients
54Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — THRIVE CAPITAL reported RAUM up 117% ($23.30B -> $50.49B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — THRIVE CAPITAL added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
54
April 2025 — THRIVE CAPITAL reported RAUM up 50% ($15.57B -> $23.30B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2024 — THRIVE CAPITAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2024 — THRIVE CAPITAL grew from 22 to 27 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.