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OCTAVIA WEALTH ADVISORS LLC

CINCINNATI, OH · CRD 306909 · IAPD ↗ · (513) 762-7701

$2.15BRegulatory AUM
31Advisory reps
45Employees
2Clients
1-10Planning clients
0Private funds
40States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — OCTAVIA WEALTH ADVISORS LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
March 2025 — OCTAVIA WEALTH ADVISORS LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
76
March 2025 — OCTAVIA WEALTH ADVISORS LLC grew from 28 to 34 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
September 2024 — OCTAVIA WEALTH ADVISORS LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — OCTAVIA WEALTH ADVISORS LLC notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — OCTAVIA WEALTH ADVISORS LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2024 — OCTAVIA WEALTH ADVISORS LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
March 2024 — OCTAVIA WEALTH ADVISORS LLC reported RAUM up 35% ($1.07B -> $1.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
February 2024 — OCTAVIA WEALTH ADVISORS LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.