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LUMIERE FINANCIAL

NEW YORK, NY · CRD 319171 · IAPD ↗ · (212) 516-5900

$82.7MRegulatory AUM
5Advisory reps
5Employees
0Clients
1-10Planning clients
1Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — LUMIERE FINANCIAL shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
62
April 2026 — LUMIERE FINANCIAL reported RAUM up 38% ($59.9M -> $82.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — LUMIERE FINANCIAL now reports 1 private fund(s) ($1.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
61
April 2025 — LUMIERE FINANCIAL reported RAUM up 33% ($45.0M -> $59.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
November 2024 — LUMIERE FINANCIAL added office(s): 1 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
May 2024 — LUMIERE FINANCIAL GROUP LLC is now doing business as LUMIERE FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
67
April 2024 — LUMIERE FINANCIAL GROUP LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
April 2024 — LUMIERE FINANCIAL GROUP LLC reported RAUM up 67% ($26.9M -> $45.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.