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INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

ORLANDO, FL · CRD 144426 · IAPD ↗ · iaac.com · 407-254-1500

$2.57BRegulatory AUM
113Advisory reps
124Employees
42Clients
101-250Planning clients
0Private funds
53States
50Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
February 2026 — INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC shrank from 124 to 113 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2026 — INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added office(s): 92 -> 95 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
March 2025 — INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC reported RAUM up 31% ($1.69B -> $2.21B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2025 — INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC now reports custody of client assets ($5.31B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
76
March 2025 — INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC grew from 118 to 124 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
October 2024 — INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (51 -> 54).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (48 -> 51).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.