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AE WEALTH MANAGEMENT, LLC

TOPEKA, KS · CRD 282580 · IAPD ↗ · 866-363-9595

$49.84BRegulatory AUM
448Advisory reps
630Employees
10Clients
26-50Planning clients
0Private funds
53States
31Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — AE WEALTH MANAGEMENT, LLC notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
July 2026 — AE WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (29 -> 31).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
66
April 2026 — AE WEALTH MANAGEMENT, LLC reported RAUM up 33% ($37.53B -> $49.84B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
83
April 2026 — AE WEALTH MANAGEMENT, LLC grew from 435 to 448 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — AE WEALTH MANAGEMENT, LLC shrank from 449 to 435 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
67
April 2025 — AE WEALTH MANAGEMENT, LLC reported RAUM up 39% ($27.08B -> $37.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
June 2024 — AE WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (56 -> 59).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — AE WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 4 (52 -> 56).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.