← Tributary

FIVE ELMS CAPITAL

KANSAS CITY, MO · CRD 163548 · IAPD ↗ · fiveelms.com · (913) 953-8960

$3.12BRegulatory AUM
58Advisory reps
69Employees
0Clients
n/aPlanning clients
23Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

61
April 2026 — FIVE ELMS CAPITAL grew from 52 to 58 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
April 2025 — FIVE ELMS CAPITAL reported RAUM up 28% ($2.38B -> $3.06B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
54
April 2024 — FIVE ELMS CAPITAL reported RAUM up 47% ($1.62B -> $2.38B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2024 — FIVE ELMS CAPITAL grew from 34 to 48 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.