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FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED

WAN CHAI, Hong Kong · CRD 291993 · IAPD ↗ · fountaincapri.com · 852-2170-3333

$1.60BRegulatory AUM
8Advisory reps
20Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2026 — FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
38
April 2024 — FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED reported RAUM up 44% ($1.17B -> $1.69B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2024 — FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.