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M.D. SASS, LLC

NEW YORK, NY · CRD 110590 · IAPD ↗ · 212-730-2000

$2.06BRegulatory AUM
10Advisory reps
19Employees
5Clients
n/aPlanning clients
2Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2025 — M.D. SASS, LLC reported RAUM down 52% ($4.48B -> $2.17B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
April 2024 — M.D. SASS, LLC filed an Item 4A succession naming M.D. SASS, LLC (CRD 110590) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
67
April 2024 — M.D. SASS, LLC reported RAUM up 36% ($3.29B -> $4.48B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
February 2024 — M.D. SASS, INC. is now doing business as M.D. SASS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.