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STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

PORTLAND, OR · CRD 1254 · IAPD ↗ · dcarbiener.stewardpartnersis.com · 971-353-7800

$990.9MRegulatory AUM
471Advisory reps
524Employees
0Clients
0Planning clients
0Private funds
52States
7Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2024 — STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (PORTLAND, OR) left the SEC roster (was $990.9M RAUM, 471 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
83
April 2024 — STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC grew from 25 to 471 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.