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AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 292769 · IAPD ↗ · aquarianlp.com · 212-720-1000

$26.70BRegulatory AUM
41Advisory reps
88Employees
0Clients
n/aPlanning clients
12Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC reported RAUM up 29% ($20.69B -> $26.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2026 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC now reports custody of client assets ($1.73B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
62
April 2026 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC grew from 34 to 41 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC shrank from 45 to 34 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
54
April 2025 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC reported RAUM up 47% ($14.05B -> $20.69B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC reported RAUM up 136% ($5.95B -> $14.05B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2024 — AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC grew from 31 to 45 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.