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GAMCO ASSET MANAGEMENT INC.

GREENWICH, CT · CRD 104950 · IAPD ↗ · 914-921-5000

$11.69BRegulatory AUM
45Advisory reps
120Employees
0Clients
0Planning clients
1Private funds
48States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — GAMCO ASSET MANAGEMENT INC. notice-filed in AR, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2025 — GAMCO ASSET MANAGEMENT INC. moved its main office from RYE, NY to GREENWICH, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
August 2025 — GAMCO ASSET MANAGEMENT INC. added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
77
August 2025 — GAMCO ASSET MANAGEMENT INC. grew from 39 to 46 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — GAMCO ASSET MANAGEMENT INC. added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
83
April 2024 — GAMCO ASSET MANAGEMENT INC. grew from 23 to 36 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.