← Tributary

B. RILEY WEALTH PRIVATE SHARES

MEMPHIS, TN · CRD 315851 · IAPD ↗ · 901-251-1330

$47.6MRegulatory AUM
3Advisory reps
8Employees
0Clients
0Planning clients
8Private funds
7States
4Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2025 — B. RILEY WEALTH PRIVATE SHARES reported RAUM down 86% ($297.4M -> $40.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2024 — B. RILEY WEALTH PRIVATE SHARES's Item 11 disclosure-reporting entries rose by 4 (0 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
38
April 2024 — B. RILEY WEALTH PRIVATE SHARES added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — B. RILEY WEALTH PRIVATE SHARES grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
April 2024 — B. RILEY WEALTH PRIVATE SHARES reported RAUM up 859% ($31.0M -> $297.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.