← Tributary

BLACK POINT WEALTH MANAGEMENT

· CRD 329358 · IAPD ↗ · 401-683-7392

$184.8MRegulatory AUM
2Advisory reps
4Employees
1Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — BLACK POINT WEALTH MANAGEMENT (location n/a) left the SEC roster (was $184.8M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
July 2024 — BLACK POINT WEALTH MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
65
June 2024 — BLACK POINT WEALTH MANAGEMENT now reports custody of client assets ($41.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2024 — BLACK POINT WEALTH MANAGEMENT (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.