← Tributary

HAPPINESS IN RETIREMENT

SCHENECTADY, NY · CRD 159052 · IAPD ↗ · 518-793-3851

$192.5MRegulatory AUM
5Advisory reps
8Employees
57Clients
101-250Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — HAPPINESS IN RETIREMENT notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
October 2026 — DEL-SETTE CAPITAL MANAGEMENT, LLC is now doing business as HAPPINESS IN RETIREMENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
61
February 2026 — DEL-SETTE CAPITAL MANAGEMENT, LLC reported RAUM up 32% ($145.8M -> $192.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
February 2026 — DEL-SETTE CAPITAL MANAGEMENT, LLC now reports custody of client assets ($78.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
December 2025 — DEL-SETTE CAPITAL MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — DEL-SETTE CAPITAL MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
April 2024 — DEL-SETTE CAPITAL MANAGEMENT, LLC notice-filed in CA, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — DEL-SETTE CAPITAL MANAGEMENT, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.