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WELLS FARGO ADVISORS

ST. LOUIS, MO · CRD 19616 · IAPD ↗ · wellsfargoadvisors.com · 314-875-3000

$671.42BRegulatory AUM
7957Advisory reps
18895Employees
5302Clients
51-100Planning clients
0Private funds
52States
654Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 6 (648 -> 654).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2026 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 2 (648 -> 650).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2026 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 4 (644 -> 648).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — WELLS FARGO ADVISORS shrank from 8410 to 7957 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2026 — WELLS FARGO ADVISORS reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
March 2026 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (647 -> 648).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
December 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 3 (645 -> 648).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
August 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (644 -> 645).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
July 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (643 -> 644).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (642 -> 643).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — WELLS FARGO ADVISORS shrank from 8623 to 8410 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2025 — WELLS FARGO ADVISORS reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
March 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 3 (657 -> 660).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
February 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 5 (652 -> 657).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
January 2025 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 3 (649 -> 652).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
September 2024 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (648 -> 649).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
August 2024 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (647 -> 648).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
July 2024 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (646 -> 647).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2024 — WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 2 (646 -> 648).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
April 2024 — WELLS FARGO CLEARING SERVICES, LLC is now doing business as WELLS FARGO ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
85
April 2024 — WELLS FARGO ADVISORS grew from 8496 to 8623 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.