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HALO INVESTMENT SERVICES, LLC

MANHASSET, NY · CRD 325613 · IAPD ↗ · 312-586-2790

$75.2MRegulatory AUM
21Advisory reps
24Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
October 2026 — HALO INVESTMENT SERVICES, LLC reported RAUM up 25% ($60.0M -> $75.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2026 — HALO INVESTMENT SERVICES, LLC reported RAUM up 84% ($32.6M -> $60.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2026 — HALO INVESTMENT SERVICES, LLC grew from 15 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
July 2025 — HALO INVESTMENT SERVICES, LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
34
April 2024 — HALO INVESTMENT SERVICES, LLC notice-filed in FL, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — HALO INVESTMENT SERVICES, LLC grew from 2 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.