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FSA WEALTH MANAGEMENT, LLC

NEEDHAM, MA · CRD 288525 · IAPD ↗ · fsawm.com · (781) 455-1020

$459.3MRegulatory AUM
5Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2026 — FSA WEALTH MANAGEMENT, LLC (NEEDHAM, MA) left the SEC roster (was $459.3M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
April 2024 — FSA WEALTH MANAGEMENT, LLC now reports custody of client assets ($414.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
78
April 2024 — FSA WEALTH MANAGEMENT, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.