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MAPLE CAPITAL MANAGEMENT, INC.

MONTPELIER, VT · CRD 130209 · IAPD ↗ · 802-229-2838

$2.58BRegulatory AUM
27Advisory reps
27Employees
2Clients
51-100Planning clients
0Private funds
34States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — MAPLE CAPITAL MANAGEMENT, INC. notice-filed in MI, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — MAPLE CAPITAL MANAGEMENT, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2025 — MAPLE CAPITAL MANAGEMENT, INC. reported RAUM up 27% ($1.72B -> $2.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
April 2024 — MAPLE CAPITAL MANAGEMENT, INC. notice-filed in DE, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — MAPLE CAPITAL MANAGEMENT, INC. reported RAUM up 26% ($1.37B -> $1.72B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.