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DUNDEE MAESTRO MANAGEMENT, LP

· CRD 329808 · IAPD ↗ · 914-815-0896

$1.57BRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
13Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — DUNDEE MAESTRO MANAGEMENT, LP notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
57
April 2026 — DUNDEE MAESTRO MANAGEMENT, LP grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — DUNDEE MAESTRO MANAGEMENT, LP crossed $1B in regulatory AUM ($958.9M -> $1.57B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
52
April 2025 — DUNDEE MAESTRO MANAGEMENT, LP reported RAUM up 49% ($641.8M -> $958.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
August 2024 — DUNDEE MAESTRO MANAGEMENT, LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
53
July 2024 — DUNDEE MAESTRO MANAGEMENT, LP now reports custody of client assets ($641.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
July 2024 — DUNDEE MAESTRO MANAGEMENT, LP now reports 7 private fund(s) ($641.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
April 2024 — DUNDEE MAESTRO MANAGEMENT, LP (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.