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FREESTONE CAPITAL MANAGEMENT, LLC

SEATTLE, WA · CRD 145711 · IAPD ↗ · 206-707-7300

$14.54BRegulatory AUM
46Advisory reps
120Employees
0Clients
More than 500Planning clients
14Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — FREESTONE CAPITAL MANAGEMENT, LLC notice-filed in AL, AR, DE, IA, IN, KY, ME, MS, ND, NM, OK, PR, RI, VI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — FREESTONE CAPITAL MANAGEMENT, LLC reported RAUM up 27% ($11.49B -> $14.54B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
July 2025 — FREESTONE CAPITAL MANAGEMENT, LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2024 — FREESTONE CAPITAL MANAGEMENT, LLC notice-filed in LA, NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
79
April 2024 — FREESTONE CAPITAL MANAGEMENT, LLC grew from 34 to 43 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.