← Tributary

SL CAPITAL

SCOTTSDALE, AZ · CRD 328450 · IAPD ↗ · slcapitalwealth.com · 480-359-7092

$230.3MRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
2States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
May 2026 — SL CAPITAL now reports 1 private fund(s) ($7.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
April 2025 — SL CAPITAL reported RAUM up 96% ($105.3M -> $206.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — SL CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.