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EXENCIAL WEALTH ADVISORS

OKLAHOMA CITY, OK · CRD 130475 · IAPD ↗ · 405-478-1971

$5.98BRegulatory AUM
47Advisory reps
116Employees
21Clients
More than 500Planning clients
0Private funds
51States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
May 2026 — EXENCIAL WEALTH ADVISORS (OKLAHOMA CITY, OK) left the SEC roster (was $5.98B RAUM, 47 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
49
April 2026 — EXENCIAL WEALTH ADVISORS notice-filed in ND, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — EXENCIAL WEALTH ADVISORS added office(s): 12 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — EXENCIAL WEALTH ADVISORS shrank from 57 to 50 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — EXENCIAL WEALTH ADVISORS notice-filed in AK, IA, MT, SD, VT, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — EXENCIAL WEALTH ADVISORS reported RAUM up 33% ($3.77B -> $5.02B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
February 2024 — EXENCIAL WEALTH ADVISORS notice-filed in HI, MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.