← Tributary

GMO SINGAPORE PTE. LIMITED

SINGAPORE, Singapore · CRD 169321 · IAPD ↗ · (65) 6532-0346

$2.13BRegulatory AUM
4Advisory reps
15Employees
0Clients
n/aPlanning clients
0Private funds
0States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

20
April 2024 — GMO SINGAPORE PTE. LIMITED reported RAUM down 30% ($3.25B -> $2.28B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
25
April 2024 — GMO SINGAPORE PTE. LIMITED's Item 11 disclosure-reporting entries rose by 2 (1 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
April 2024 — GMO SINGAPORE PTE. LIMITED shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.