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ZUCKERMAN INVESTMENT GROUP

CHICAGO, IL · CRD 137785 · IAPD ↗ · 312-948-8000

$2.17BRegulatory AUM
6Advisory reps
15Employees
0Clients
251-500Planning clients
1Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — ZUCKERMAN INVESTMENT GROUP notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — ZUCKERMAN INVESTMENT GROUP notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — ZUCKERMAN INVESTMENT GROUP notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — ZUCKERMAN INVESTMENT GROUP reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.