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AURORA WEALTH ADVISORS

SAN DIEGO, CA · CRD 322947 · IAPD ↗ · aurorawealth.com · 858-326-0046

$148.8MRegulatory AUM
2Advisory reps
7Employees
10Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2026 — AURORA WEALTH ADVISORS (SAN DIEGO, CA) left the SEC roster (was $148.8M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2025 — AURORA WEALTH ADVISORS reported RAUM down 27% ($184.4M -> $133.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2025 — AURORA WEALTH ADVISORS shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
42
April 2024 — AURORA WEALTH ADVISORS notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
March 2024 — AURORA WEALTH ADVISORS notice-filed in NY, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — AURORA WEALTH ADVISORS reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.