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LWO LLC

DALLAS, TX · CRD 282281 · IAPD ↗ · longwateropportunities.com · 605-380-5347

$890.8MRegulatory AUM
15Advisory reps
23Employees
0Clients
n/aPlanning clients
6Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2026 — LWO LLC shrank from 20 to 15 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
56
April 2026 — LWO LLC reported RAUM up 65% ($539.5M -> $890.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — LWO LLC crossed $500M in regulatory AUM ($278.6M -> $539.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
30
April 2024 — LWO LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
April 2024 — LWO LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — LWO LLC reported RAUM up 64% ($169.8M -> $278.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2024 — LWO LLC grew from 10 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.