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AVESTAR CAPITAL, LLC

NEW YORK, NY · CRD 287525 · IAPD ↗ · avestarcapital.com · 212-706-4140

$2.07BRegulatory AUM
6Advisory reps
16Employees
0Clients
1-10Planning clients
4Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — AVESTAR CAPITAL, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — AVESTAR CAPITAL, LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2026 — AVESTAR CAPITAL, LLC reported RAUM up 35% ($1.53B -> $2.07B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
March 2025 — AVESTAR CAPITAL, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
March 2025 — AVESTAR CAPITAL, LLC reported RAUM up 34% ($1.14B -> $1.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2025 — AVESTAR CAPITAL, LLC now reports custody of client assets ($30.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2024 — AVESTAR CAPITAL, LLC crossed $1B in regulatory AUM ($960.8M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.