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GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

WOODLAND HILLS, CA · CRD 156588 · IAPD ↗ · goldenkplans.com · 818-587-4455

$179.4MRegulatory AUM
1Advisory reps
6Employees
0Clients
0Planning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
May 2026 — GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG now reports custody of client assets ($2.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
July 2024 — GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG now reports 1 private fund(s) ($3.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.