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SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CARMEL, IN · CRD 288623 · IAPD ↗ · 317-975-5033

$6.18BRegulatory AUM
31Advisory reps
45Employees
0Clients
More than 500Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC notice-filed in CA, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC grew from 26 to 31 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2025 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
74
November 2024 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC grew from 17 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
October 2024 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
October 2024 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC notice-filed in DE, KS, MD, MI, NC, PA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC reported RAUM up 26% ($3.18B -> $4.02B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2024 — SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC grew from 13 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.