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ZEPHYR WEALTH MANAGEMENT

WESTLAKE VILLAGE, CA · CRD 166303 · IAPD ↗ · zephyrim.com · (805) 496-6810

$242.8MRegulatory AUM
2Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — ZEPHYR WEALTH MANAGEMENT reported RAUM down 42% ($421.4M -> $242.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2026 — ZEPHYR WEALTH MANAGEMENT shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
49
April 2024 — ZEPHYR WEALTH MANAGEMENT notice-filed in AZ, KS, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.