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WHITENER CAPITAL MANAGEMENT, INC

ROCKY MOUNT, NC · CRD 106865 · IAPD ↗ · 252-972-8909

$598.5MRegulatory AUM
5Advisory reps
9Employees
0Clients
51-100Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2026 — WHITENER CAPITAL MANAGEMENT, INC now reports custody of client assets ($59.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — WHITENER CAPITAL MANAGEMENT, INC crossed $500M in regulatory AUM ($409.2M -> $506.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
December 2024 — WHITENER CAPITAL MANAGEMENT, INC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — WHITENER CAPITAL MANAGEMENT, INC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — WHITENER CAPITAL MANAGEMENT, INC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.