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SPRING MOUNTAIN CAPITAL, LP

NEW YORK, NY · CRD 119126 · IAPD ↗ · westharleminnovationnetwork.com · 212-292-8300

$310.9MRegulatory AUM
9Advisory reps
17Employees
0Clients
n/aPlanning clients
5Private funds
22States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2026 — SPRING MOUNTAIN CAPITAL, LP reported RAUM down 81% ($1.60B -> $310.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
33
April 2026 — SPRING MOUNTAIN CAPITAL, LP moved its main office from WEST WINDSOR, NJ to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
38
April 2026 — SPRING MOUNTAIN CAPITAL, LP shrank from 19 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
December 2025 — SPRING MOUNTAIN CAPITAL, LP moved its main office from NEW YORK, NY to WEST WINDSOR, NJ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
30
April 2024 — SPRING MOUNTAIN CAPITAL, LP changed its website from smcfixedincome.com to springmountaincapital.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2024 — SPRING MOUNTAIN CAPITAL, LP notice-filed in AZ, CO, MD, NM, OR, UT, VA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2024 — SPRING MOUNTAIN CAPITAL, LP grew from 18 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.