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LUMINA WEALTH MANAGEMENT, LLC

WILMINGTON, NC · CRD 291548 · IAPD ↗ · 910-599-9409

$240.2MRegulatory AUM
3Advisory reps
3Employees
1Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — LUMINA WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2026 — LUMINA WEALTH MANAGEMENT, LLC now reports custody of client assets ($26.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
April 2024 — LUMINA WEALTH MANAGEMENT, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.