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XDUS FUND ADVISOR

EAST LONGMEADOW, MA · CRD 328236 · IAPD ↗ · 860-338-8384

$414,767Regulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

32
September 2026 — XDUS FUND ADVISOR notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
July 2026 — XDUS FUND ADVISOR moved its main office from WINDSOR LOCKS, CT to EAST LONGMEADOW, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
60
April 2024 — XDUS FUND ADVISOR's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
32
March 2024 — XDUS FUND ADVISOR notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.