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KEY WEALTH ADVISORS LLC

NEW YORK, NY · CRD 317106 · IAPD ↗ · (256) 715-9611

$9.3MRegulatory AUM
1Advisory reps
2Employees
0Clients
101-250Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2025 — KEY WEALTH ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $9.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
December 2024 — KEY WEALTH ADVISORS LLC reported RAUM down 87% ($71.5M -> $9.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — KEY WEALTH ADVISORS LLC shrank from 4 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — KEY WEALTH ADVISORS LLC notice-filed in CA, CO, CT, IL, MA, MD, NJ, NM, NV, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — KEY WEALTH ADVISORS LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.