← Tributary

SCARBOROUGH CAPITAL MANAGEMENT

ANNAPOLIS, MD · CRD 169517 · IAPD ↗ · 401kadvice.com · 410-573-5700

$1.64BRegulatory AUM
13Advisory reps
23Employees
10Clients
1-10Planning clients
0Private funds
46States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2025 — SCARBOROUGH CAPITAL MANAGEMENT now reports custody of client assets ($360.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2025 — SCARBOROUGH CAPITAL MANAGEMENT grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
May 2024 — SCARBOROUGH CAPITAL MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2024 — SCARBOROUGH CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($987.1M -> $1.19B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.