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M1 ADVISORY

CHICAGO, IL · CRD 249787 · IAPD ↗ · m1.com · 312-600-2883

$1.48BRegulatory AUM
0Advisory reps
14Employees
0Clients
n/aPlanning clients
0Private funds
53States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
October 2026 — M1 ADVISORY crossed $1B in regulatory AUM ($633,573 -> $1.48B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
50
May 2026 — M1 ADVISORY notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — M1 FINANCE is now doing business as M1 ADVISORY.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
April 2024 — M1 FINANCE's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.