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ALPHA DOG ADVISORS, RUFF

CRANSTON, RI · CRD 152001 · IAPD ↗ · 401-351-4900

$153.6MRegulatory AUM
2Advisory reps
3Employees
5Clients
0Planning clients
0Private funds
3States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2025 — ALPHA DOG ADVISORS is now doing business as ALPHA DOG ADVISORS, RUFF.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
January 2025 — ALPHA DOG ADVISORS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
August 2024 — GEASPHERE ADVISORS is now doing business as ALPHA DOG ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
April 2024 — GEASPHERE ADVISORS's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2024 — GEASPHERE ADVISORS reported RAUM up 96% ($85.7M -> $168.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.