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GWN SECURITIES INC.

PALM BEACH GARDENS, FL · CRD 128929 · IAPD ↗ · 561-472-2700

$4.75BRegulatory AUM
448Advisory reps
707Employees
54Clients
51-100Planning clients
0Private funds
52States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — GWN SECURITIES INC. reported RAUM up 30% ($3.65B -> $4.75B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — GWN SECURITIES INC. grew from 423 to 448 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — GWN SECURITIES INC. shrank from 455 to 423 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2025 — GWN SECURITIES INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
April 2024 — GWN SECURITIES INC.'s Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.