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MATTERN CAPITAL MANAGEMENT, LLC

LAKEWOOD, CO · CRD 299342 · IAPD ↗ · 720-710-2934

$1.07BRegulatory AUM
7Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
August 2026 — MATTERN CAPITAL MANAGEMENT, LLC notice-filed in IL, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — MATTERN CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($998.9M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
63
April 2024 — MATTERN CAPITAL MANAGEMENT, LLC reported RAUM up 27% ($722.4M -> $918.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — MATTERN CAPITAL MANAGEMENT, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.