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ADVANCED PORTFOLIO STRATEGIES

TORRANCE, CA · CRD 284697 · IAPD ↗ · (310) 776-6549

$217.4MRegulatory AUM
4Advisory reps
6Employees
4Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
April 2026 — ADVANCED PORTFOLIO STRATEGIES reported RAUM up 37% ($158.7M -> $217.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
August 2024 — ADVANCED PORTFOLIO STRATEGIES shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
42
April 2024 — ADVANCED PORTFOLIO STRATEGIES notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2024 — ADVANCED PORTFOLIO STRATEGIES (TORRANCE, CA) is newly SEC-registered with $118.2M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.