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AMERICAN PORTFOLIOS ADVISORS, INC

HOLBROOK, NY · CRD 112697 · IAPD ↗ · 631-439-4600 X156

$13.08BRegulatory AUM
600Advisory reps
700Employees
100Clients
51-100Planning clients
0Private funds
52States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
November 2024 — AMERICAN PORTFOLIOS ADVISORS, INC (HOLBROOK, NY) left the SEC roster (was $13.08B RAUM, 600 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
71
April 2024 — AMERICAN PORTFOLIOS ADVISORS, INC reported RAUM up 56% ($8.40B -> $13.08B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
April 2024 — AMERICAN PORTFOLIOS ADVISORS, INC grew from 590 to 600 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.