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TRINITY CAPITAL ADVISER LLC

PHOENIX, AZ · CRD 326133 · IAPD ↗ · 480-374-5350

$157.6MRegulatory AUM
66Advisory reps
106Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — TRINITY CAPITAL ADVISER LLC reported RAUM up 110% ($75.2M -> $157.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2026 — TRINITY CAPITAL ADVISER LLC grew from 61 to 66 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — TRINITY CAPITAL ADVISER, LLC is now doing business as TRINITY CAPITAL ADVISER LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
April 2025 — TRINITY CAPITAL ADVISER LLC reported RAUM up 25% ($60.0M -> $75.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2025 — TRINITY CAPITAL ADVISER LLC grew from 47 to 61 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
August 2024 — TRINITY CAPITAL ADVISER, LLC now reports custody of client assets ($60.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
August 2024 — TRINITY CAPITAL ADVISER, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
August 2024 — TRINITY CAPITAL ADVISER, LLC now reports 1 private fund(s) ($60.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
65
August 2024 — TRINITY CAPITAL ADVISER, LLC grew from 29 to 47 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — TRINITY CAPITAL ADVISER, LLC (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.