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SB CAPITAL MANAGEMENT, INC.

ENCINO, CA · CRD 126826 · IAPD ↗ · singerburke.com · 818-774-1000 X 105

$1.23BRegulatory AUM
6Advisory reps
6Employees
310Clients
26-50Planning clients
5Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — SB CAPITAL MANAGEMENT, INC. (ENCINO, CA) left the SEC roster (was $1.23B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
December 2025 — SB CAPITAL MANAGEMENT, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — SB CAPITAL MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2024 — SB CAPITAL MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — SB CAPITAL MANAGEMENT, INC. crossed $1B in regulatory AUM ($982.7M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.