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TRADEWAY

· CRD 281879 · IAPD ↗ · tradeway.com · 877-777-0703

$89.2MRegulatory AUM
13Advisory reps
36Employees
23000Clients
0Planning clients
0Private funds
48States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2025 — TRADEWAY reported RAUM up 33% ($68.4M -> $91.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2025 — TRADEWAY reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
June 2024 — TRADEWAY now reports custody of client assets ($68.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
April 2024 — TRADEWAY notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — TRADEWAY reported RAUM up 46% ($53.4M -> $77.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2024 — TRADEWAY grew from 11 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2024 — TRADEWAY moved its main office from IRVING, TX to MEXIA, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.