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ROYAL FUND MANAGEMENT, LLC

LADY LAKE, FL · CRD 144434 · IAPD ↗ · 352-750-1637

$1.56BRegulatory AUM
83Advisory reps
93Employees
23Clients
26-50Planning clients
0Private funds
44States
12Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — ROYAL FUND MANAGEMENT, LLC added office(s): 87 -> 95 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
December 2025 — ROYAL FUND MANAGEMENT, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
July 2025 — ROYAL FUND MANAGEMENT, LLC added office(s): 90 -> 91 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
June 2025 — ROYAL FUND MANAGEMENT, LLC added office(s): 89 -> 90 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — ROYAL FUND MANAGEMENT, LLC added office(s): 81 -> 89 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2025 — ROYAL FUND MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
August 2024 — ROYAL FUND MANAGEMENT, LLC added office(s): 83 -> 84 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
May 2024 — ROYAL FUND MANAGEMENT, LLC added office(s): 82 -> 83 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2024 — ROYAL FUND MANAGEMENT, LLC notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — ROYAL FUND MANAGEMENT, LLC added office(s): 81 -> 82 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — ROYAL FUND MANAGEMENT, LLC reported RAUM up 26% ($1.08B -> $1.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.