← Tributary

ELIOS FINANCIAL GROUP, INC.

WESTLAKE, OH · CRD 119873 · IAPD ↗ · eliosfinancial.com · 440-617-9100

$331.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
101-250Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2024 — ELIOS FINANCIAL GROUP, INC. now reports custody of client assets ($8.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — ELIOS FINANCIAL GROUP, INC. reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.