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JOURNEY STRATEGIC WEALTH LLC

SUMMIT, NJ · CRD 310648 · IAPD ↗ · journeysw.com · (201) 905-0070

$4.64BRegulatory AUM
21Advisory reps
31Employees
15Clients
More than 500Planning clients
0Private funds
38States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
May 2026 — JOURNEY STRATEGIC WEALTH LLC (SUMMIT, NJ) left the SEC roster (was $4.64B RAUM, 21 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
December 2025 — JOURNEY STRATEGIC WEALTH LLC notice-filed in CT, DE, MD, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
July 2025 — JOURNEY STRATEGIC WEALTH LLC notice-filed in LA, PA, SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — JOURNEY STRATEGIC WEALTH LLC reports More than 500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
78
April 2025 — JOURNEY STRATEGIC WEALTH LLC grew from 12 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
January 2025 — JOURNEY STRATEGIC WEALTH LLC notice-filed in HI, OR, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
November 2024 — JOURNEY STRATEGIC WEALTH LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
October 2024 — JOURNEY STRATEGIC WEALTH LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
September 2024 — JOURNEY STRATEGIC WEALTH LLC notice-filed in GA, ID, KY, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2024 — JOURNEY STRATEGIC WEALTH LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — JOURNEY STRATEGIC WEALTH LLC notice-filed in AZ, DC, IL, KS, MA, MN, MO, NC, NE, NM, OK, TX, WI, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.